Senior Compliance Manager

We are partnered with a leading Alternative Investments firm, with a focus on Sustainability and Private Equity, as they look to bring in a Senior Compliance Manager to strengthen the capability and knowledge of the existing compliance function. This is a generalist role, which will report directly into the UK Head of Compliance. 
  
Responsibilities of the Senior Compliance Manager

• Provide leadership on regulatory change projects, with a focus on horizon scanning responsibilities, and advising the business on anything relevant
• Act as a lead on the firm’s ESG & Sustainability Regimes, again providing advisory support to the wider business
• Submit regulatory filings in line with the US SEC Compliance requirements, including Form ADVs
• Assist with the firm’s CASS framework, including the auditing of this
• Supporting the CRO with the IFPR Framework, looking at the ICARA, winddown planning and MiFIDPRU
• Review and approval of Financial Promotions for the business
• Assistance with Data Protection and Governance frameworks

Experience requirement of the Senior Compliance Manager

• 6+ years experience working within the buy side, ideally with an Alternative Investment firm
• Strong working knowledge of AIFMD regulations and the wider FCA Handbook, including CASS, MiFIDPRU and ESG
• Experience dealing with US SEC regulatory filings within a Registered Investment Adviser
• Good knowledge of Financial Promotion rules
• Able to work collaboratively as part of a team, but look after project s independently when needed
• Interest in using technology to enhance and improve compliance processes
• Strong academic background, ideally with a professional qualification or diploma 

The firm promotes a collaborative and social culture, with the role being based onsite at their stunning, Central London-based office four days per week. There is a highly competitive salary and bonus structure available as well.
  
For more information, reach out to shane.cassidy@coopman.uk.
  
As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.