Compliance Senior Manager

Coopman are excited to be working exclusively with a leading Crypto exchange offering a Multi-lateral Trading Facility (MTF) to institutional clients on the hire of a Senior Compliance Manager to support the UK Head of Compliance. This is a generalist role overseeing a team of three Associates.  
  
Key responsibilities of the Compliance Senior Manager: 

• Oversee the firm’s adherence with regulations applicable to the MTF side of the business advising the business on any regulatory developments applicable to them
• Support with regulatory projects, both locally and globally, to aid the firm’s expansion
• Provide leadership to a small team of Compliance Associate’s, conducting one-to-ones, looking at developments plans for these members of the team
• Serve as a primary point for regulatory engagements with the FCA for queries around the business and specifically their Financial Promotions
• Support first line operations in bolstering controls and implementing systems around Onboarding and AML/KYC processes 

Core experience required of the Compliance Senior Manager:

• 5+ years Regulatory Compliance experience gained within a Financial Services institution, ideally with exposure to regulations surrounding Crypto/Blockchain technology
• Direct experience in managing people and small teams, and enjoys the development of others
• Ability to work productively and proactively across flat structures in an agile business, communicating with stakeholders at varying levels
• Degree educated or relevant professional qualifications desirable

This is a great role to work alongside a supportive and well rounded Head of Compliance.
  
Please note the requirement for individuals to be in the firm’s City-based office five days per week, for the most part and, unfortunately, sponsorship isn’t  available. Please reach out to shane.cassidy@coopman.uk for more information.
  
As a Certified B Corporation™,  we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interest of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.