VP Compliance Officer

Coopman is delighted to be exclusively partnered with a global asset manager who is looking to hire a VP Compliance Officer, working closely with the head of compliance and senior leadership team.
Key Responsibilities:

  • Provide day-to-day general support working within the Legal and Compliance team
  • Provide assistance with regard to undertaking the daily compliance monitoring reviews
  • Liaise with and monitor regulatory compliance of external outsourcers
  • Provide assistance to the appointed MLRO
  • Monitor daily dealing of funds and portfolios for investment compliance
  • Assist the Business with interpretation of segregated mandate client guidelines
  • Participate in project work linked to new funds, new business and of new regulations
  • Maintain breaches and error logs as part of compliance team
  • Update Compliance Manuals and other relevant Manuals as required
  • Co-operate and liaise with Internal Audit to assist them with their audit reviews

Core Competencies:

  • 3+ years demonstrable compliance experience
  • Sound monitoring background and practical knowledge of investment monitoring systems
  • Experience in advisory compliance and liaising with the business
  • Proactive, flexible and ‘hands on’ approach
  • UCITS Regulations, Central Bank of Ireland guidance and relevant EU Directives: e.g. AML, MiFID, Market Abuse Directive
  • Knowledge of dealing desks and related policies and procedures
  • Strong interpersonal skills/communication skills
  • Ability to work collegiately within a small team

As a Certified B Corporation™, we take a different approach to how we do business. Recognised on an international scale as a company that operates for good, we value & incorporate the interests of all of our stakeholders to grow in the most sustainable manner. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.”

At a glance

  • Location: Dublin
  • Job type: Permanent / Full Time
  • Job sector: Asset Management
  • Salary: €90000 PerAnnum
  • Published: October 12, 2023